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| Job Title |
Mutual Fund Controller |
| Ref Code |
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| Last Updated |
10/23/2009 |
Description
• Act as primary client contact
o Ensure client satisfaction and retention of existing business
o Build and maintain strong relationship within client organizations
o Be a single resource for clients to resolve problems, answer questions, and/or provide general assistance
• Oversee and manage Administration services of each client
o Financial Reporting & Calculations
Review and authorize semi-annual & annual reports
Supervise audits and act as liaison between independent auditors, tax managers and fund management
Review and authorize performance calculations
Review and approve 12b-1 payments
Review and monitor expense ratios
o Fund Expenses
Review annual operating expense budget and approve accrual levels
Authorize monthly expense payments
o Compliance
Review monthly compliance tests and ensure compliance w/ SEC and IRS requirements
Review and authorize SEC filings such as N-SAR, N-Q and 24f-2
Assist in filings such as N-1A, N-CSR and supplements
o Board of Director Meetings
Review and authorize regular Board reports as related to Administration
Attend Board meetings and facilitate Trustee questions
• Research, coordinate and manage special projects related to clients
• Liaison between fund, management and other service providers
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Qualifications
• Excellent verbal and written communication skills with strong ability to communicate with high profile clients and senior management.
• Knowledge of investment company industry and solid understanding of accounting principles.
• 4 years of direct mutual fund accounting experience
• Dynamic personality with strong project management, leadership, and interpersonal skills.
• Strong analytical and client service skills.
• Detail-oriented.
• Advanced computer skills, including Microsoft Office (i.e. Excel, Word, etc).
• Bachelors Degree in Finance or Accounting
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Company Description
Established in 1985, ALPS offers a full-service partnership approach to a select group of mutual fund clients looking for truly customized service. We offer turn-key capabilities that anchor all of the diverse resources needed to run a full-service mutual fund complex. We have become a leader in the mutual fund service provider industry by continually providing exceptional customer service to each and every one of our clients.
email resume to anna. smith@alpsinc.com |
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| Business Type |
Financial Services Firm |
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| Job Category |
Finance |
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| Key Functions |
Financial Analyst |
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| Key Functions |
Accounting/auditing |
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| Location |
Colorado |
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| Years Financial Services |
4-6 |
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| Education |
B.A. / B.S. Degree |
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